Abstract from ContExploration.net
|
abstracts document nr |
8001 |
|
local link |
http://contexploration.net/abstracts/8001.htm |
|
remote link |
http://caselaw.lp.findlaw.com/cgi-bin/getcase.pl?court=US&navby=case&vol=000&invol=02-1624 |
|
title |
ELK
GROVE UNIFIED SCHOOL DISTRICT et al. v. NEWDOW et al. |
|
date published |
2004-06-14 |
|
author |
United States Supreme
Court |
|
source |
FindLaw.com |
|
further reading from
author |
|
Counsel
of Record
For Petitioner Elk Grove Unified School Dist.:
Terence J. Cassidy
Porter, Scott,
Weiberg & Delehant
Sacramento, CA
For Respondent Newdow:
Michael A. Newdow, Pro Se
Sacramento, CA
For the United States:
Theodore Olson
Solicitor General of the United States
Washington, DC
Jump to: [Opinion] [Concurrence 1] [Concurrence 2] [Concurrence 3]
ELK
GROVE UNIFIED SCHOOL DISTRICT et al. v. NEWDOW et al.
certiorari to the united
states court of appeals for the ninth circuit
No. 02-1624. Argued March 24, 2004--Decided June 14,
2004
Petitioner school district requires each elementary school
class to recite daily the Pledge of Allegiance. Respondent Newdow's daughter
participates in this exercise. Newdow, an atheist, filed suit alleging that,
because the Pledge contains the words "under God," it constitutes
religious indoctrination of his child in violation of the Establishment and
Free Exercise Clauses. He also alleged that he had standing to sue on his own
behalf and on behalf of his daughter as "next friend." The Magistrate
Judge concluded that the Pledge is constitutional, and the District Court
agreed and dismissed the complaint. The Ninth Circuit reversed, holding that
Newdow has standing as a parent to challenge a practice that interferes with
his right to direct his daughter's religious education, and that the school
district's policy violates the Establishment Clause. Sandra Banning, the
child's mother, then filed a motion to intervene or dismiss, declaring, inter
alia, that she had exclusive legal custody under a state-court order and
that, as her daughter's sole legal custodian, she felt it was not in the
child's interest to be a party to Newdow's suit. Concluding that Banning's sole
legal custody did not deprive Newdow, as a noncustodial parent, of Article III
standing to object to unconstitutional government action affecting his child,
the Ninth Circuit held that, under California law, Newdow retains the right to
expose his child to his particular religious views even if they contradict her
mother's, as well as the right to seek redress for an alleged injury to his own
parental interests.
Held: Because
California law deprives Newdow of the right to sue as next friend, he lacks
prudential standing to challenge the school district's policy in federal court.
The standing requirement derives from the constitutional and prudential limits
to the powers of an unelected, unrepresentative judiciary. E.g., Allen
v. Wright, 468 U. S. 737,
750. The Court's prudential standing jurisprudence
encompasses, inter alia, "the general prohibition on a litigant's
raising another person's legal rights," e.g., id., at 751, and
the Court generally declines to intervene in domestic relations, a traditional
subject of state law, e.g., In re Burrus, 136 U. S. 586, 593-594. The extent of the standing problem raised by the domestic
relations issues in this case was not apparent until Banning filed her motion
to intervene or dismiss, declaring that the family court order gave her "sole
legal custody" and authorized her to "exercise legal
control " over her daughter. Newdow's argument that he nevertheless
retains an unrestricted right to inculcate in his daughter his beliefs fails
because his rights cannot be viewed in isolation. This case also concerns
Banning's rights under the custody orders and, most important, their daughter's
interests upon finding herself at the center of a highly public debate.
Newdow's standing derives entirely from his relationship with his daughter, but
he lacks the right to litigate as her next friend. Their interests are not
parallel and, indeed, are potentially in conflict. Newdow's parental status is
defined by state law, and this Court customarily defers to the state-law
interpretations of the regional federal court, see Bishop v. Wood,
426 U. S. 341, 346-347. Here, the Ninth Circuit relied on intermediate state
appellate cases recognizing the right of each parent, whether custodial or
noncustodial, to impart to the child his or her religious perspective. Nothing
that either Banning or the school board has done, however, impairs Newdow's
right to instruct his daughter in his religious views. Instead, he requests the
more ambitious relief of forestalling his daughter's exposure to religious
ideas endorsed by her mother, who wields a form of veto power, and to use his
parental status to challenge the influences to which his daughter may be
exposed in school when he and Banning disagree. The California cases simply do
not stand for the proposition that Newdow has a right to reach outside the
private parent-child sphere to dictate to others what they may and may not say
to his child respecting religion. A next friend surely could exercise such a
right, but the family court's order has deprived Newdow of that status.
Pp. 7-14.
328 F. 3d 466, reversed.
Stevens, J.,
delivered the opinion of the Court, in which Kennedy, Souter, Ginsburg, and
Breyer, JJ., joined. Rehnquist, C. J., filed an opinion
concurring in the judgment, in which O'Connor, J., joined, and in
which Thomas, J., joined as to Part I. O'Connor, J., and Thomas,
J., filed opinions concurring in the judgment. Scalia, J., took
no part in the consideration or decision of the case.
ELK GROVE UNIFIED SCHOOL DISTRICT and
DAVID
W. GORDON, SUPERINTENDENT, PETITIONERS
v. MICHAEL A. NEWDOW et al.
on writ of certiorari to the united states court of appeals for the
ninth circuit
[June 14, 2004]
Justice Stevens
delivered the opinion of the Court.
Each day elementary
school teachers in the Elk Grove Unified School District (School District) lead
their classes in a group recitation of the Pledge of Allegiance. Respondent,
Michael A. Newdow, is an atheist whose daughter participates in that daily
exercise. Because the Pledge contains the words "under God," he views
the School District's policy as a religious indoctrination of his child that
violates the First Amendment. A divided panel of the Court of Appeals for the
Ninth Circuit agreed with Newdow. In light of the obvious importance of that
decision, we granted certiorari to review the First Amendment issue and,
preliminarily, the question whether Newdow has standing to invoke the
jurisdiction of the federal courts. We conclude that Newdow lacks standing and
therefore reverse the Court of Appeals' decision.
I
"The very purpose
of a national flag is to serve as a symbol of our country," Texas
v. Johnson, 491 U. S. 397,
405 (1989), and of its proud traditions "of
freedom, of equal opportunity, of religious tolerance, and of good will for
other peoples who share our aspirations," id., at 437 (Stevens,
J., dissenting). As its history illustrates, the Pledge of Allegiance evolved
as a common public acknowledgement of the ideals that our flag symbolizes. Its
recitation is a patriotic exercise designed to foster national unity and pride
in those principles.
The Pledge of Allegiance
was initially conceived more than a century ago. As part of the nationwide
interest in commemorating the 400th anniversary of Christopher Columbus'
discovery of America, a widely circulated national magazine for youth proposed
in 1892 that pupils recite the following affirmation: "I pledge allegiance
to my Flag and the Republic for which it stands: one Nation indivisible, with
Liberty and Justice for all."1 In the 1920's, the National Flag Conferences replaced the phrase
"my Flag" with "the flag of the United States of America."
In 1942, in the midst of
World War II, Congress adopted, and the President signed, a Joint Resolution
codifying a detailed set of "rules and customs pertaining to the display
and use of the flag of the United States of America." Chapter 435, 56
Stat. 377. Section 7 of this codification provided in full:
"That
the pledge of allegiance to the flag, 'I pledge allegiance to the flag of the
United States of America and to the Republic for which it stands, one Nation
indivisible, with liberty and justice for all', be rendered by standing with
the right hand over the heart; extending the right hand, palm upward, toward
the flag at the words 'to the flag' and holding this position until the end,
when the hand drops to the side. However, civilians will always show full
respect to the flag when the pledge is given by merely standing at attention,
men removing the headdress. Persons in uniform shall render the military
salute." Id., at 380.
This resolution, which marked the first appearance of
the Pledge of Allegiance in positive law, confirmed the importance of the flag
as a symbol of our Nation's indivisibility and commitment to the concept of
liberty.
Congress revisited the
Pledge of Allegiance 12 years later when it amended the text to add the words
"under God." Act of June 14, 1954, ch. 297, 68 Stat. 249. The House
Report that accompanied the legislation observed that, "[f]rom the time of
our earliest history our peoples and our institutions have reflected the
traditional concept that our Nation was founded on a fundamental belief in
God." H. R. Rep. No. 1693, 83d Cong., 2d Sess., p. 2 (1954). The
resulting text is the Pledge as we know it today: "I pledge allegiance to
the Flag of the United States of America, and to the Republic for which it
stands, one Nation under God, indivisible, with liberty and justice for
all." 4 U. S. C. §4.
II
Under California law,
"every public elementary school" must begin each day with
"appropriate patriotic exercises." Cal. Educ. Code Ann. §52720 (West
1989). The statute provides that "[t]he giving of the Pledge of Allegiance
to the Flag of the United States of America shall satisfy" this
requirement. Ibid. The Elk Grove Unified School District has
implemented the state law by requiring that "[e]ach elementary school
class recite the pledge of allegiance to the flag once each day."2 Consistent with our case law, the School District permits students who
object on religious grounds to abstain from the recitation. See West
Virginia Bd. of Ed. v. Barnette, 319 U. S. 624 (1943).
In March 2000, Newdow
filed suit in the United States District Court for the Eastern District of
California against the United States Congress, the President of the United
States, the State of California, and the Elk Grove Unified School District and
its superintendent.3 App. 24. At the time of filing, Newdow's daughter was enrolled in
kindergarten in the Elk Grove Unified School District and participated in the daily
recitation of the Pledge. Styled as a mandamus action, the complaint explains
that Newdow is an atheist who was ordained more than 20 years ago in a ministry
that "espouses the religious philosophy that the true and eternal bonds of
righteousness and virtue stem from reason rather than mythology." Id.,
at 42, ¶ ; 53. The complaint seeks a declaration that the 1954 Act's
addition of the words "under God" violated the Establishment and Free
Exercise Clauses of the United States Constitution,4 as well as an injunction against the School District's policy requiring
daily recitation of the Pledge. Id., at 42. It alleges that Newdow has
standing to sue on his own behalf and on behalf of his daughter as "next
friend." Id., at 26, 56.
The case was referred to
a Magistrate Judge, whose brief findings and recommendation concluded,
"the Pledge does not violate the Establishment Clause." Id.,
at 79. The District Court adopted that recommendation and dismissed the
complaint on July 21, 2000. App. to Pet. for Cert. 97. The Court of Appeals
reversed and issued three separate decisions discussing the merits and Newdow's
standing.
In its first opinion the
appeals court unanimously held that Newdow has standing "as a parent to
challenge a practice that interferes with his right to direct the religious
education of his daughter." Newdow v. U. S. Congress,
292 F. 3d 597, 602 (CA9 2002) (Newdow I). That holding sustained
Newdow's standing to challenge not only the policy of the School District,
where his daughter still is enrolled, but also the 1954 Act of Congress that
had amended the Pledge, because his " 'injury in fact' "
was " 'fairly traceable' " to its enactment. Id.,
at 603-605. On the merits, over the dissent of one judge, the court held that
both the 1954 Act and the School District's policy violate the Establishment
Clause of the First Amendment. Id., at 612.
After the Court of
Appeals' initial opinion was announced, Sandra Banning, the mother of Newdow's
daughter, filed a motion for leave to intervene, or alternatively to dismiss
the complaint. App. 82. She declared that although she and Newdow shared
"physical custody" of their daughter, a state-court order granted her
"exclusive legal custody" of the child, "including the sole
right to represent [the daughter's] legal interests and make all decision[s]
about her education" and welfare. Id., at 82, ¶ ;¶ ; 2-3.
Banning further stated that her daughter is a Christian who believes in God and
has no objection either to reciting or hearing others recite the Pledge of
Allegiance, or to its reference to God. Id., at 83, ¶ ; 4.
Banning expressed the belief that her daughter would be harmed if the
litigation were permitted to proceed, because others might incorrectly perceive
the child as sharing her father's atheist views. Id., at 85, ¶
; 10. Banning accordingly concluded, as her daughter's sole legal
custodian, that it was not in the child's interest to be a party to Newdow's
lawsuit. Id., at 86. On September 25, 2002, the California Superior
Court entered an order enjoining Newdow from including his daughter as an
unnamed party or suing as her "next friend." That order did not
purport to answer the question of Newdow's Article III standing. See Newdow
v. U. S. Congress, 313 F. 3d 500, 502 (CA9 2002) (Newdow
II).
In a second published
opinion, the Court of Appeals reconsidered Newdow's standing in light of
Banning's motion. The court noted that Newdow no longer claimed to represent
his daughter, but unanimously concluded that "the grant of sole legal
custody to Banning" did not deprive Newdow, "as a noncustodial
parent, of Article III standing to object to unconstitutional government action
affecting his child." Id., at 502-503. The court held that under
California law Newdow retains the right to expose his child to his particular
religious views even if those views contradict the mother's, and that Banning's
objections as sole legal custodian do not defeat Newdow's right to seek redress
for an alleged injury to his own parental interests. Id., at 504-505.
On February 28, 2003,
the Court of Appeals issued an order amending its first opinion and denying
rehearing en banc. Newdow v. U. S. Congress, 328
F. 3d 466, 468 (CA9 2003) (Newdow III). The amended
opinion omitted the initial opinion's discussion of Newdow's standing to
challenge the 1954 Act and declined to determine whether Newdow was entitled to
declaratory relief regarding the constitutionality of that Act. Id.,
at 490. Nine judges dissented from the denial of en banc review. Id.,
at 471, 482. We granted the School District's petition for a writ of certiorari
to consider two questions: (1) whether Newdow has standing as a noncustodial parent
to challenge the School District's policy, and (2) if so, whether the policy
offends the First Amendment. 540 U. S. 945 (2003).
III
In every federal case,
the party bringing the suit must establish standing to prosecute the action.
"In essence the question of standing is whether the litigant is entitled
to have the court decide the merits of the dispute or of particular
issues." Warth v. Seldin, 422 U. S. 490,
498 (1975). The standing requirement is born
partly of " 'an idea, which is more than an intuition but less than a
rigorous and explicit theory, about the constitutional and prudential limits to
the powers of an unelected, unrepresentative judiciary in our kind of
government.' " Allen v. Wright,
468 U. S. 737,
750 (1984) (quoting Vander Jagt v. O'Neill,
699 F. 2d 1166, 1178-1179 (CADC 1983) (Bork, J.,
concurring)).
The command to guard
jealously and exercise rarely our power to make constitutional pronouncements
requires strictest adherence when matters of great national significance are at
stake. Even in cases concededly within our jurisdiction under Article III, we
abide by "a series of rules under which [we have] avoided passing upon a
large part of all the constitutional questions pressed upon [us] for
decision." Ashwander v. TVA, 297 U. S. 288,
346 (1936) (Brandeis, J., concurring). Always we
must balance "the heavy obligation to exercise jurisdiction," Colorado
River Water Conservation Dist. v. United States, 424 U. S. 800,
820 (1976), against the "deeply rooted"
commitment "not to pass on questions of constitutionality" unless
adjudication of the constitutional issue is necessary, Spector Motor
Service, Inc. v. McLaughlin, 323 U. S. 101,
105 (1944). See also Rescue Army v. Municipal
Court of Los Angeles, 331 U. S. 549,
568-575 (1947).
Consistent with these
principles, our standing jurisprudence contains two strands: Article III
standing, which enforces the Constitution's case or controversy requirement,
see Lujan v. Defenders of Wildlife, 504 U. S. 555,
559-562 (1992); and prudential standing, which
embodies "judicially self-imposed limits on the exercise of federal
jurisdiction," Allen, 468 U. S., at
751. The Article III limitations are familiar: The
plaintiff must show that the conduct of which he complains has caused him to
suffer an "injury in fact" that a favorable judgment will redress.
See Lujan, 504 U. S., at
560-561. Although we have not exhaustively defined
the prudential dimensions of the standing doctrine, we have explained that prudential
standing encompasses "the general prohibition on a litigant's raising
another person's legal rights, the rule barring adjudication of generalized
grievances more appropriately addressed in the representative branches, and the
requirement that a plaintiff's complaint fall within the zone of interests
protected by the law invoked." Allen, 468 U. S., at
751. See also Secretary of State of Md.
v. Joseph H. Munson Co., 467 U. S. 947,
955-956 (1984). "Without such
limitations--closely related to Art. III concerns but essentially matters
of judicial self-governance--the courts would be called upon to decide abstract
questions of wide public significance even though other governmental
institutions may be more competent to address the questions and even though judicial
intervention may be unnecessary to protect individual rights." Warth,
422 U. S., at
500.
One of the principal
areas in which this Court has customarily declined to intervene is the realm of
domestic relations. Long ago we observed that "[t]he whole subject of the
domestic relations of husband and wife, parent and child, belongs to the laws
of the States and not to the laws of the United States." In re Burrus,
136 U. S. 586, 593- 594 (1890). See also Mansell v. Mansell, 490 U. S. 581,
587 (1989) ("[D]omestic relations are
preeminently matters of state law"); Moore v. Sims, 442 U. S. 415,
435 (1979) ("Family relations are a
traditional area of state concern"). So strong is our deference to state
law in this area that we have recognized a "domestic relations
exception" that "divests the federal courts of power to issue
divorce, alimony, and child custody decrees." Ankenbrandt v. Richards,
504 U. S. 689,
703 (1992). We have also acknowledged that it
might be appropriate for the federal courts to decline to hear a case involving
"elements of the domestic relationship," id., at 705, even
when divorce, alimony, or child custody is not strictly at issue:
"This
would be so when a case presents 'difficult questions of state law bearing on
policy problems of substantial public import whose importance transcends the
result in the case then at bar.' Such might well be the case if a federal suit
were filed prior to effectuation of a divorce, alimony, or child custody
decree, and the suit depended on a determination of the status of the
parties." Id., at 705-706 (quoting Colorado River, 424 U. S., at
814).
Thus, while rare instances arise in which it is
necessary to answer a substantial federal question that transcends or exists
apart from the family law issue, see, e.g., Palmore v. Sidoti,
466 U. S. 429,
432-434 (1984), in general it is appropriate for the federal
courts to leave delicate issues of domestic relations to the state courts.5
As explained briefly
above, the extent of the standing problem raised by the domestic relations
issues in this case was not apparent until August 5, 2002, when Banning filed
her motion for leave to intervene or dismiss the complaint following the Court
of Appeals' initial decision. At that time, the child's custody was governed by
a February 6, 2002, order of the California Superior Court. That order provided
that Banning had " 'sole legal custody as to the rights and
responsibilities to make decisions relating to the health, education and
welfare of' " her daughter. Newdow II, 313 F. 3d, at
502. The order stated that the two parents should " 'consult with one
another on substantial decisions relating to' " the child's
" 'psychological and educational needs,' " but it
authorized Banning to " 'exercise legal control' " if the
parents could not reach " 'mutual agreement.' " Ibid.
That family court order
was the controlling document at the time of the Court of Appeals' standing
decision. After the Court of Appeals ruled, however, the Superior Court held
another conference regarding the child's custody. At a hearing on September 11,
2003, the Superior Court announced that the parents have "joint legal
custody," but that Banning "makes the final decisions if the two ...
disagree." App. 127-128.6
Newdow contends that
despite Banning's final authority, he retains "an unrestricted right to
inculcate in his daughter--free from governmental interference--the atheistic
beliefs he finds persuasive." Id., at 48, ¶ ; 78. The
difficulty with that argument is that Newdow's rights, as in many cases
touching upon family relations, cannot be viewed in isolation. This case
concerns not merely Newdow's interest in inculcating his child with his views
on religion, but also the rights of the child's mother as a parent generally
and under the Superior Court orders specifically. And most important, it
implicates the interests of a young child who finds herself at the center of a
highly public debate over her custody, the propriety of
a widespread national ritual, and the meaning of our Constitution.
The interests of the
affected persons in this case are in many respects antagonistic. Of course,
legal disharmony in family relations is not uncommon, and in many instances
that disharmony poses no bar to federal-court adjudication of proper federal
questions. What makes this case different is that Newdow's standing derives
entirely from his relationship with his daughter, but he lacks the right to
litigate as her next friend. In marked contrast to our case law on jus
tertii, see, e.g., Singleton v. Wulff, 428 U. S. 106,
113-118 (1976) (plurality opinion), the interests of this
parent and this child are not parallel and, indeed, are potentially in
conflict.7
Newdow's parental status
is defined by California's domestic relations law. Our custom on questions of
state law ordinarily is to defer to the interpretation of the Court of Appeals
for the Circuit in which the State is located. See Bishop v. Wood,
426 U. S. 341,
346-347 (1976). In this case, the Court of Appeals,
which possesses greater familiarity with California law, concluded that state
law vests in Newdow a cognizable right to influence his daughter's religious
upbringing. Newdow II, 313 F. 3d, at 504-505. The court based its
ruling on two intermediate state appellate cases holding that "while the
custodial parent undoubtedly has the right to make ultimate decisions
concerning the child's religious upbringing, a court will not enjoin the
noncustodial parent from discussing religion with the child or involving the
child in his or her religious activities in the absence of a showing that the
child will be thereby harmed." In re Marriage of Murga, 103
Cal. App. 3d 498, 505, 163 Cal. Rptr. 79, 82 (1980). See also In re
Marriage of Mentry, 142 Cal. App. 3d 260, 268-270, 190 Cal. Rptr. 843,
849-850 (1983) (relying on Murga to invalidate portion of restraining
order barring noncustodial father from engaging children in religious activity
or discussion without custodial parent's consent). Animated by a conception of
"family privacy" that includes "not simply a policy of minimum
state intervention but also a presumption of parental autonomy," 142 Cal.
App. 3d, at 267-268, 190 Cal. Rptr., at 848, the state cases create a zone of
private authority within which each parent, whether custodial or noncustodial,
remains free to impart to the child his or her religious perspective.
Nothing that either
Banning or the School Board has done, however, impairs Newdow's right to
instruct his daughter in his religious views. Instead, Newdow requests relief
that is more ambitious than that sought in Mentry and Murga.
He wishes to forestall his daughter's exposure to religious ideas that her mother,
who wields a form of veto power, endorses, and to use his parental status to
challenge the influences to which his daughter may be exposed in school when he
and Banning disagree. The California cases simply do not stand for the
proposition that Newdow has a right to dictate to others what they may and may
not say to his child respecting religion. Mentry and Murga
are concerned with protecting " 'the fragile, complex interpersonal
bonds between child and parent,' " 142 Cal. App. 3d, at 267, 190 Cal.
Rptr., at 848, and with permitting divorced parents to expose their children to
the " 'diversity of religious experiences [that] is itself a sound
stimulant for a child,' " id., at 265, 190 Cal. Rptr., at
847 (citation omitted). The cases speak not at all to the problem of a parent
seeking to reach outside the private parent-child sphere to restrain the acts
of a third party. A next friend surely could exercise such a right, but the
Superior Court's order has deprived Newdow of that status.
In our view, it is
improper for the federal courts to entertain a claim by a plaintiff whose
standing to sue is founded on family law rights that are in dispute when
prosecution of the lawsuit may have an adverse effect on the person who is the
source of the plaintiff's claimed standing. When hard questions of domestic
relations are sure to affect the outcome, the prudent course is for the federal
court to stay its hand rather than reach out to resolve a weighty question of
federal constitutional law. There is a vast difference between Newdow's right
to communicate with his child--which both California law and the First
Amendment recognize--and his claimed right to shield his daughter from
influences to which she is exposed in school despite the terms of the custody order.
We conclude that, having been deprived under California law of the right to sue
as next friend, Newdow lacks prudential standing to bring this suit in federal
court.8
The judgment of the
Court of Appeals is reversed.
It is so ordered.
Justice Scalia
took no part in the consideration or decision of this case.
ELK GROVE UNIFIED SCHOOL DISTRICT and
DAVID
W. GORDON, SUPERINTENDENT, PETITIONERS
v. MICHAEL A. NEWDOW et al.
on writ of certiorari to the united states court of appeals for the
ninth circuit
[June 14, 2004]
Chief Justice
Rehnquist, with whom Justice O'Connor joins, and with whom Justice
Thomas joins as to Part I, concurring in the judgment.
The Court today erects a
novel prudential standing principle in order to avoid reaching the merits of
the constitutional claim. I dissent from that ruling. On the merits, I conclude
that the Elk Grove Unified School District (School District) policy that requires
teachers to lead willing students in reciting the Pledge of Allegiance, which
includes the words "under God," does not violate the Establishment
Clause of the First Amendment.
I
The Court correctly
notes that "our standing jurisprudence contains two strands: Article III
standing, which enforces the Constitution's case or controversy requirement,
see Lujan v. Defenders of Wildlife, 504 U. S. 555,
559-562 (1992); and prudential standing, which
embodies 'judicially self-imposed limits on the exercise of federal
jurisdiction, [Allen v. Wright, 468 U. S. 737,
751 (1984)].' " Ante, at 7-8.
To be clear, the Court does not dispute that respondent Newdow (hereinafter
respondent) satisfies the requisites of Article III standing. But curiously the
Court incorporates criticism of the Court of Appeals' Article III standing
decision into its justification for its novel prudential standing principle.
The Court concludes that respondent lacks prudential standing, under its new
standing principle, to bring his suit in federal court.
We have, in the past,
judicially self-imposed clear limits on the exercise of federal jurisdiction.
See, e.g., Warth v. Seldin, 422 U. S. 490,
499 (1975); Allen v. Wright, 468 U. S. 737,
751 (1984) ("Standing doctrine embraces
several judicially self-imposed limits on the exercise of federal jurisdiction,
such as the general prohibition on a litigant's raising another person's legal
rights ..."). In contrast, here is the Court's new prudential standing
principle: "[I]t is improper for the federal courts to entertain a claim
by a plaintiff whose standing to sue is founded on family law rights that are
in dispute when prosecution of the lawsuit may have an adverse effect on the
person who is the source of the plaintiff's claimed standing." Ante,
at 13. The Court loosely bases this novel prudential standing
limitation on the domestic relations exception to diversity-of-citizenship
jurisdiction pursuant to 28 U. S. C. §1332, the abstention doctrine,
and criticisms of the Court of Appeals' construction of California state law,
coupled with the prudential standing prohibition on a litigant's raising
another person's legal rights.
First, the Court relies
heavily on Ankenbrandt v. Richards, 504 U. S. 689 (1992), in which we discussed both the domestic relations exception and
the abstention doctrine. In Ankenbrandt, the mother of two children
sued her former spouse and his female companion on behalf of the children,
alleging physical and sexual abuse of the children. The lower courts declined
jurisdiction based on the domestic relations exception to diversity
jurisdiction and abstention under Younger v. Harris, 401 U. S. 37 (1971). We reversed, concluding that the domestic relations exception
only applies when a party seeks to have a district court issue a "divorce,
alimony, and child custody decree," Ankenbrandt, 504 U. S., at
704. We further held that abstention was
inappropriate because "the status of the domestic relationship ha[d] been
determined as a matter of state law, and in any event ha[d] no bearing on the
underlying torts alleged," id., at 706.
The Court first cites
the domestic relations exception to support its new principle. Then the Court
relies on a quote from Ankenbrandt's discussion of the abstention
doctrine: "We have also acknowledged that it might be appropriate for the
federal courts to decline to hear a case involving 'elements of the domestic
relationship,' id., at 705, even when divorce, alimony, or child
custody is not strictly at issue." Ante, at 9-10. The Court
perfunctorily states: "[T]hus, while rare instances arise in which it is
necessary to answer a substantial federal question that transcends or exists
apart from the family law issue, see, e.g., Palmore v. Sidoti,
466 U. S. 429,
432-434 (1984), in general it is appropriate for the federal
courts to leave delicate issues of domestic relations to the state
courts." Ante, at 9. That conclusion does not follow from Ankenbrandt's
discussion of the domestic relations exception and abstention; even if it
did, it would not be applicable in this case because, on the merits, this case
presents a substantial federal question that transcends the family law issue to
a greater extent than Palmore.
The domestic relations
exception is not a prudential limitation on our federal jurisdiction. It is a
limiting construction of the statute defining federal diversity jurisdiction,
28 U. S. C. §1332, which "divests the federal courts of power to
issue divorce, alimony, and child custody decrees," Ankenbrandt,
504 U. S., at 703. This case does not involve diversity
jurisdiction, and respondent does not ask this Court to issue a divorce,
alimony, or child custody decree. Instead it involves a substantial federal
question about the constitutionality of the School District's conducting the
pledge ceremony, which is the source of our jurisdiction. Therefore, the
domestic relations exception to diversity jurisdiction forms no basis for
denying standing to respondent.
When we discussed
abstention in Ankenbrandt, we first noted that "[a]bstention
rarely should be invoked, because the federal courts have a 'virtually
unflagging obligation ... to exercise the jurisdiction given them.' "
Id., at 705 (quoting Colorado River Water Conservation Dist.
v. United States, 424 U. S. 800,
817 (1976)). Ankenbrandt's discussion of
abstention by no means supports the proposition that only in the rare instances
where "a substantial federal question ... transcends or exists apart from
the family law issue," ante, at 9, should federal courts
decide the federal issue. As in Ankenbrandt, "the status of the
domestic relationship has been determined as a matter of state law, and in any
event has no bearing on the underlying [constitutional violation]
alleged." 504 U. S., at 706. Sandra Banning and respondent now share joint custody of their daughter,
respondent retains the right to expose his daughter to his religious views, and
the state of their domestic affairs has nothing to do with the underlying
constitutional claim. Abstention forms no basis for denying respondent
standing.
The Court cites
Palmore v. Sidoti, 466 U. S. 429 (1984), as an example of the exceptional case where a "substantial
federal question that transcends or exists apart from the family law
issue" makes the exercise of our jurisdiction appropriate. Ante, at
9. In Palmore, we granted certiorari to review a child custody
decision, and reversed the state court's decision because we found that the
effects of racial prejudice resulting from the mother's interracial marriage
could not justify granting custody to the father. Contrary to the Court's
assertion, the alleged constitutional violation, while clearly involving a
"substantial federal question," did not "transcen[d] or exis[t]
apart from the family law issue," ante, at 9; it had everything
to do with the domestic relationship--"[w]e granted certiorari to review a
judgment of a state court divesting a natural mother of the custody of her
infant child," 466 U. S., at
430 (emphasis added). Under the Court's discussion
today, it appears that we should have stayed out of the "domestic
dispute" in Palmore no matter how constitutionally offensive the
result would have been.
Finally, it seems the
Court bases its new prudential standing principle, in part, on criticisms of
the Court of Appeals' construction of state law, coupled with the prudential
principle prohibiting third-party standing. In the Court of Appeals' original
opinion, it held unanimously that respondent satisfied the Article III standing
requirements, stating respondent "has standing as a parent to challenge a
practice that interferes with his right to direct the education of his
daughter." Newdow v. United States Congress, 292
F. 3d 597, 602 (CA9 2002). After Banning moved for leave to intervene, the
Court of Appeals reexamined respondent's standing to determine whether the
parents' court-ordered custodial arrangement altered respondent's standing. Newdow
v. United States Congress, 313 F. 3d 500 (CA9 2002). The
court examined whether respondent could assert an injury in fact by asking
whether, under California law, "noncustodial parents maintain the right to
expose and educate their children to their individual religious views, even if
those religious views contradict those of the custodial parent."1 Id., at 504. The Court of Appeals again
unanimously concluded that the respondent satisfied Article III standing,
despite the custody order, because he retained sufficient parental rights under
California law. Id., at 504-505 (citing In re Marriage of Murga
v. Peterson, 103 Cal. App. 3d 498, 163 Cal. Rptr. 79 (1980); In re
Marriage of Mentry, 142 Cal. App. 3d 260, 190 Cal. Rptr. 843 (1983)).
The Court, contrary to
the Court of Appeals' interpretation of California case law, concludes that
respondent "requests relief that is more ambitious than that sought in Mentry
and Murga" because he seeks to restrain the act of a third
party outside the parent-child sphere. Ante, at 13. The Court then mischaracterizes
respondent's alleged interest based on the Court's de novo
construction of California law.
The correct
characterization of respondent's interest rests on the interpretation of state
law. As the Court recognizes, ante, at 11, we have a "settled and
firm policy of deferring to regional courts of appeals in matters that involve
the construction of state law." Bowen v. Massachusetts, 487 U. S. 879,
908 (1988). We do so "not only to render
unnecessary review of their decisions in this respect, but also to reflect our
belief that district courts and courts of appeals are better schooled in and
more able to interpret the laws of their respective States." Brockett
v. Spokane Arcades, Inc., 472 U. S. 491,
500 (1985) (internal quotation marks and citation
omitted). In contrast to the Court, I would defer to the Court of Appeals'
interpretation of California law because it is our settled policy to do so, and
because I think that the Court of Appeals has the better reading of Murga,
supra, and Mentry, supra.
The Court does not take
issue with the fact that, under California law, respondent retains a right to
influence his daughter's religious upbringing and to expose her to his views.
But it relies on Banning's view of the merits of this case to diminish
respondent's interest, stating that the respondent "wishes to forestall
his daughter's exposure to religious ideas that her mother, who wields a form
of veto power, endorses, and to use his parental status to challenge the
influences to which his daughter may be exposed in school when he and Banning
disagree." Ante, at 13. As alleged by respondent and as
recognized by the Court of Appeals, respondent wishes to enjoin the School
District from endorsing a form of religion inconsistent with his own views
because he has a right to expose his daughter to those views without the
State's placing its imprimatur on a particular religion. Under the
Court of Appeals' construction of California law, Banning's "veto
power" does not override respondent's right to challenge the pledge
ceremony.
The Court concludes that
the California cases "do not stand for the proposition that [respondent]
has a right to dictate to others what they may or may not say to his child
respecting religion." Ibid. Surely, under California case law and
the current custody order, respondent may not tell Banning what she may say to
their child respecting religion, and respondent does not seek to. Just as
surely, respondent cannot name his daughter as a party to a lawsuit against Banning's
wishes. But his claim is different: Respondent does not seek to tell just
anyone what he or she may say to his daughter, and he does not seek to
vindicate solely her rights.
Respondent asserts that
the School District's pledge ceremony infringes his right under California law
to expose his daughter to his religious views. While she is intimately
associated with the source of respondent's standing (the father-daughter
relationship and respondent's rights thereunder), the daughter is not the
source of respondent's standing; instead it is their relationship that
provides respondent his standing, which is clear once respondent's interest is
properly described.2 The Court's criticisms of the Court of Appeals' Article III standing
decision and the prudential prohibition on third-party standing provide no
basis for denying respondent
standing.
Although the Court may
have succeeded in confining this novel principle almost narrowly enough to be,
like the proverbial excursion ticket--good for this day only--our doctrine of
prudential standing should be governed by general principles, rather than
ad hoc improvisations.
II
The Pledge of Allegiance
reads:
"I
pledge allegiance to the Flag of the United States of America, and to the
Republic for which it stands, one Nation under God, indivisible, with liberty
and justice for all." 4 U. S. C. §4.
As part of an overall effort to "codify and
emphasize existing rules and customs pertaining to the display and use of the
flag of the United States of America," see H. R. Rep. No. 2047, 77th
Cong., 2d Sess., 1 (1942); S. Rep. No. 1477, 77th Cong., 2d Sess., 1 (1942),
Congress enacted the Pledge on June 22, 1942. Pub. L. 623, ch. 435, §7, 56
Stat. 380, former 36 U. S. C. §1972. Congress amended the Pledge to
include the phrase "under God" in 1954. Act of June 14, 1954,
ch. 297, §7, 68 Stat. 249. The amendment's sponsor, Representative Rabaut,
said its purpose was to contrast this country's belief in God with the Soviet
Union's embrace of atheism. 100 Cong. Rec. 1700 (1954). We do not know what
other Members of Congress thought about the purpose of the amendment. Following
the decision of the Court of Appeals in this case, Congress passed legislation
that made extensive findings about the historic role of religion in the
political development of the Nation and reaffirmed the text of the Pledge. Act
of Nov. 13, 2002, Pub. L. 107-293, §§1-2, 116 Stat. 2057-2060. To the millions
of people who regularly recite the Pledge, and who have no access to, or
concern with, such legislation or legislative history, "under God"
might mean several different things: that God has guided the destiny of the
United States, for example, or that the United States exists under God's
authority. How much consideration anyone gives to the phrase probably varies,
since the Pledge itself is a patriotic observance focused primarily on the flag
and the Nation, and only secondarily on the description of the Nation.
The phrase "under
God" in the Pledge seems, as a historical matter, to sum up the attitude
of the Nation's leaders, and to manifest itself in many of our public
observances. Examples of patriotic invocations of God and official
acknowledgments of religion's role in our Nation's history abound.
At George Washington's
first inauguration on April 30, 1789, he
"stepped
toward the iron rail, where he was to receive the oath of office. The
diminutive secretary of the Senate, Samuel Otis, squeezed between the President
and Chancellor Livingston and raised up the crimson cushion with a Bible on it.
Washington put his right hand on the Bible, opened to Psalm 121:1: 'I raise my
eyes toward the hills. Whence shall my help come.' The Chancellor proceeded
with the oath: 'Do you solemnly swear that you will faithfully execute the
office of President of the United States and will to the best of your ability
preserve, protect and defend the Constitution of the United States?' The
President responded, 'I solemnly swear,' and repeated the oath, adding, 'So
help me God.' He then bent forward and kissed the Bible before him." M.
Riccards, A Republic, If You Can Keep It: The Foundation of the American
Presidency, 1700-1800, pp. 73-74 (1987).
Later the same year,
after encouragement from Congress,3 Washington issued his first Thanksgiving proclamation, which began:
"Whereas
it is the duty of all Nations to acknowledge the problems of Almighty God, to
obey His will, to be grateful for his benefits, and humbly to implore his
protection and favor--and whereas both Houses of Congress have by their joint
Committee requested me 'to recommend to the People of the United States a day
of public thanksgiving and prayer to be observed by acknowledging with grateful
hearts the many signal favors of Almighty God especially by affording them an
opportunity peaceably to establish a form of government for their safety and
happiness.' " 4 Papers of George Washington 131: Presidential Series
(W. Abbot & D. Twohig eds. 1993).
Almost all succeeding Presidents have issued similar
Thanksgiving proclamations.
Later Presidents, at
critical times in the Nation's history, have likewise invoked the name of God. Abraham
Lincoln, concluding his masterful Gettysburg Address in 1863, used the very
phrase "under God":
"It
is rather for us to be here dedicated to the great task remaining before
us--that from these honored dead we take increased devotions to that cause for
which they gave the last full measure of devotion--that we here highly resolve
that these dead shall not have died in vain--that this nation, under God, shall
have a new birth of freedom--and that government of the people, by the people,
for the people, shall not perish from the earth." 1 Documents of American
History 429 (H. Commager ed. 8th ed. 1968).
Lincoln's equally well known second inaugural address,
delivered on March 4, 1865, makes repeated references to God, concluding with
these famous words:
"With
malice toward none, with charity for all, with firmness in the right as God
gives us to see the right, let us strive on to finish the work we are in, to
bind up the nation's wounds, to care for him who shall have borne the battle
and for his widow and his orphan, to do all which may achieve and cherish a
just and lasting peace among ourselves and with all nations." Id.,
at 443.
Woodrow Wilson appeared
before Congress in April 1917, to request a declaration of war against Germany.
He finished with these words:
"But
the right is more precious than peace, and we shall fight for the things which
we have always carried nearest our hearts,--for democracy, for the right of
those who submit to authority to have a voice in their own Governments, for the
rights and liberties of small nations, for a universal dominion of right for
such a concert of free peoples as shall bring peace and safety to all nations
and make the world itself at last free. To such a task we can dedicate our
lives and our fortunes, everything that we are and everything that we have,
with the pride of those who know that the day has come when America is
privileged to spend her blood and her might for the principles that gave her
birth and happiness and the peace which she has treasured. God helping her, she
can do no other." 2 id., at 132.
President Franklin
Delano Roosevelt, taking the office of the Presidency in the depths of the
Great Depression, concluded his first inaugural address with these words:
"In this dedication of a nation, we humbly ask the blessing of God. May He
protect each and every one of us! May He guide me in the days to come!" 2 id.,
at 242.
General Dwight D.
Eisenhower, who would himself serve two terms as President, concluded his
"Order of the Day" to the soldiers, sailors, and airmen of the Allied
Expeditionary Force on D-Day--the day on which the Allied Forces successfully
landed on the Normandy beaches in France--with these words: "Good Luck!
And
let us all beseech the blessings of Almighty God upon
this great and noble undertaking," http://www.eisenhower.
archives.gov/dl/DDay/SoldiersSailorsAirmen.pdf (all Internet materials as
visited June 9, 2004, and available in Clerk of Court's case file).
The motto "In God
We Trust" first appeared on the country's coins during the Civil War.
Secretary of the Treasury Salmon P. Chase, acting under the authority of an Act
of Congress passed in 1864, prescribed that the motto should appear on the two
cent coin. The motto was placed on more and more denominations, and since 1938
all United States coins bear the motto. Paper currency followed suit at a
slower pace; Federal Reserve notes were so inscribed during the decade of the
1960's. Meanwhile, in 1956, Congress declared that the motto of the United
States would be "In God We Trust." Act of July 30, 1956, ch. 795, 70
Stat. 732.
Our Court Marshal's
opening proclamation concludes with the words " 'God save the United
States and this honorable Court.' " The language goes back at least
as far as 1827. O. Smith, Early Indiana Trials and Sketches: Reminiscences
(1858) (quoted in 1 C. Warren, The Supreme Court in United States History 469
(rev. ed. 1926)).
All of these events
strongly suggest that our national culture allows public recognition of our
Nation's religious history and character. In the words of the House Report that
accompanied the insertion of the phrase "under God" in the Pledge:
"From the time of our earliest history our peoples and our institutions
have reflected the traditional concept that our Nation was founded on a
fundamental belief in God." H. R. Rep. No. 1693, 83d Cong., 2d Sess.,
2 (1954). Giving additional support to this idea is our national anthem
"The Star-Spangled Banner," adopted as such by Congress in 1931. 36 U. S. C.
§301 and Historical and Revision Notes. The last verse ends with these words:
"Then
conquer we must, when our cause it is just,
"And
this be our motto: 'In God is our trust.'
"And
the star-spangled banner in triumph shall wave
"O'er
the land of the free and the home of the brave!"
http://www.bcpl.net/~etowner/anthem.html.
As pointed out by the
Court, California law requires public elementary schools to "conduc[t] ...
appropriate patriotic exercises" at the beginning of the schoolday, and
notes that the "giving of the Pledge of Allegiance to the Flag of the
United States of America shall satisfy the requirements of this section."
Cal. Educ. Code Ann. §52720 (West 1989). The School District complies with this
requirement by instructing that "[e]ach elementary school class recite the
[P]ledge of [A]llegiance to the [F]lag once each day." App. 149-150.
Students who object on religious (or other) grounds may abstain from the
recitation. West Virginia Bd. of Ed. v. Barnette, 319 U. S. 624,
642 (1943) (holding that the government may not
compel school students to recite the Pledge).
Notwithstanding the voluntary
nature of the School District policy, the Court of Appeals, by a divided vote,
held that the policy violates the Establishment Clause of the First Amendment
because it "impermissibly coerces a religious act." Newdow
v. United States Congress, 328 F. 3d 466, 487 (CA9 2003). To
reach this result, the court relied primarily on our decision in Lee v.
Weisman, 505 U. S. 577 (1992). That case arose out of a graduation ceremony for a public high
school in Providence, Rhode Island. The ceremony was begun with an invocation,
and ended with a benediction, given by a local rabbi. The Court held that even
though attendance at the ceremony was voluntary, students who objected to the
prayers would nonetheless feel coerced to attend and to stand during each
prayer. But the Court throughout its opinion referred to the prayer as "an
explicit religious exercise," id., at 598, and "a formal
religious exercise," id., at 589.
As the Court notes in
its opinion, "the Pledge of Allegiance evolved as a common public
acknowledgement of the ideals that our flag symbolizes. Its recitation is a
patriotic exercise designed to foster national unity and pride in those
principles." Ante, at 2.
I do not believe that
the phrase "under God" in the Pledge converts its recital into a
"religious exercise" of the sort described in Lee. Instead,
it is a declaration of belief in allegiance and loyalty to the United States
flag and the Republic that it represents. The phrase "under God" is
in no sense a prayer, nor an endorsement of any religion, but a simple
recognition of the fact noted in H. R. Rep. No. 1693, at 2: "From the
time of our earliest history our peoples and our institutions have reflected
the traditional concept that our Nation was founded on a fundamental belief in
God." Reciting the Pledge, or listening to others recite it, is a
patriotic exercise, not a religious one; participants promise fidelity to our
flag and our Nation, not to any particular God, faith, or church.4
There is no doubt that
respondent is sincere in his atheism and rejection of a belief in God. But the
mere fact that he disagrees with this part of the Pledge does not give him a
veto power over the decision of the public schools that willing participants
should pledge allegiance to the flag in the manner prescribed by Congress.
There may be others who disagree, not with the phrase "under God,"
but with the phrase "with liberty and justice for all." But surely
that would not give such objectors the right to veto the holding of such a
ceremony by those willing to participate. Only if it can be said that the phrase
"under God" somehow tends to the establishment of a religion in
violation of the First Amendment can respondent's claim succeed, where one
based on objections to "with liberty and justice for all" fails. Our
cases have broadly interpreted this phrase, but none have gone anywhere near as
far as the decision of the Court of Appeals in this case. The recital, in a
patriotic ceremony pledging allegiance to the flag and to the Nation, of the
descriptive phrase "under God" cannot possibly lead to the establishment
of a religion, or anything like it.
When courts extend
constitutional prohibitions beyond their previously recognized limit, they may
restrict democratic choices made by public bodies. Here, Congress prescribed a
Pledge of Allegiance, the State of California required patriotic observances in
its schools, and the School District chose to comply by requiring teacher-led
recital of the Pledge of Allegiance by willing students. Thus, we have three
levels of popular government--the national, the state, and the
local--collaborating to produce the Elk Grove ceremony. The Constitution only
requires that schoolchildren be entitled to abstain from the ceremony if they
chose to do so. To give the parent of such a child a sort of "heckler's
veto" over a patriotic ceremony willingly participated in by other
students, simply because the Pledge of Allegiance contains the descriptive
phrase "under God," is an unwarranted extension of the Establishment
Clause, an extension which would have the unfortunate effect of prohibiting a
commendable patriotic observance.
ELK GROVE UNIFIED SCHOOL DISTRICT and
DAVID
W. GORDON, SUPERINTENDENT, PETITIONERS
v. MICHAEL A. NEWDOW et al.
on writ of certiorari to the united states court of appeals for the
ninth circuit
[June 14, 2004]
Justice O'Connor,
concurring in the judgment.
I join the concurrence
of The Chief Justice in full. Like him, I would follow our
policy of deferring to the Federal Courts of Appeals in matters that involve
the interpretation of state law, see Bowen v. Massachusetts, 487 U. S. 879 (1988), and thereby conclude that the respondent does have standing to bring
his constitutional claim before a federal court. Like The Chief Justice,
I believe that we must examine those questions, and, like him, I believe that
petitioner school district's policy of having its teachers lead students in
voluntary recitations of the Pledge of Allegiance does not offend the
Establishment Clause. But while the history presented by The Chief Justice
illuminates the constitutional problems this case presents, I write separately
to explain the principles that guide my own analysis of the constitutionality
of that policy.
As I have said before,
the Establishment Clause "cannot easily be reduced to a single test. There
are different categories of Establishment Clause cases, which may call for
different approaches." Board of Ed. of Kiryas Joel Village School
Dist. v. Grumet, 512 U. S. 687,
720 (1994) (O'Connor, J., concurring).
When a court confronts a challenge to government-sponsored speech or displays,
I continue to believe that the endorsement test "captures the essential
command of the Establishment Clause, namely, that government must not make a
person's religious beliefs relevant to his or her standing in the political
community by conveying a message 'that religion or a particular religious
belief is favored or preferred.' " County of Allegheny v. American
Civil Liberties Union, Greater Pittsburgh Chapter, 492 U. S. 573,
627 (1989) (opinion of O'Connor, J.)
(quoting Wallace v. Jaffree, 472 U. S. 38,
70 (1985) (O'Connor, J., concurring in
judgment)). In that context, I repeatedly have applied the endorsement test, Capitol
Square Review and Advisory Bd. v. Pinette, 515 U. S. 753,
772-773 (1995) (opinion of O'Connor, J.)
(display of a cross in a plaza next to state capitol); Allegheny, supra,
at 625 (display of crèche in county courthouse and menorah outside city and
county buildings); Wallace, supra, at 69 (statute authorizing
a meditative moment of silence in classrooms); Lynch v. Donnelly,
465 U. S. 668,
688 (1984) (O'Connor, J., concurring)
(inclusion of Nativity scene in city government's Christmas display), and I
would do so again here.
Endorsement, I have
explained, "sends a message to nonadherents that they are outsiders, not
full members of the political community, and an accompanying message to
adherents that they are insiders, favored members of the political
community." Ibid. In order to decide whether endorsement has
occurred, a reviewing court must keep in mind two crucial and related
principles.
First, because the
endorsement test seeks "to identify those situations in which government
makes adherence to a religion relevant ... to a person's standing in the
political community," it assumes the viewpoint of a reasonable observer. Pinette,
supra, at 772 (internal quotation marks omitted). Given the dizzying
religious heterogeneity of our Nation, adopting a subjective approach would
reduce the test to an absurdity. Nearly any government action could be
overturned as a violation of the Establishment Clause if a "heckler's
veto" sufficed to show that its message was one of endorsement. See Pinette,
515 U. S. at
780 ("There is always someone who,
with a particular quantum of knowledge, reasonably might perceive a particular
action as an endorsement of religion"). Second, because the
"reasonable observer" must embody a community ideal of social
judgment, as well as rational judgment, the test does not evaluate a practice
in isolation from its origins and context. Instead, the reasonable observer
must be deemed aware of the history of the conduct in question, and must
understand its place in our Nation's cultural landscape. See id., at
781.
The Court has permitted
government, in some instances, to refer to or commemorate religion in public
life. See, e.g., Pinette, supra; Allegheny,
supra; Lynch, supra; Marsh v. Chambers,
463 U. S. 783 (1983). While the Court's explicit rationales have varied, my
own has been consistent; I believe that although these references speak in the
language of religious belief, they are more properly understood as employing
the idiom for essentially secular purposes. One such purpose is to commemorate
the role of religion in our history. In my view, some references to religion in
public life and government are the inevitable consequence of our Nation's
origins. Just as the Court has refused to ignore changes in the religious
composition of our Nation in explaining the modern scope of the Religion
Clauses, see, e.g., Wallace, supra, at 52-54 (even
if the Religion Clauses were originally meant only to forestall intolerance
between Christian sects, they now encompass all forms of religious conscience),
it should not deny that our history has left its mark on our national
traditions. It is unsurprising that a Nation founded by religious refugees and
dedicated to religious freedom should find references to divinity in its
symbols, songs, mottoes, and oaths.** Eradicating such references would sever ties to a history that sustains
this Nation even today. See Allegheny, supra, at 623
(declining to draw lines that would "sweep away all government recognition
and acknowledgment of the role of religion in the lives of our citizens").
Facially religious
references can serve other valuable purposes in public life as well. Twenty
years ago, I wrote that such references "serve, in the only ways
reasonably possible in our culture, the legitimate secular purposes of
solemnizing public occasions, expressing confidence in the future, and
encouraging the recognition of what is worthy of appreciation in society."
Lynch, supra, at 692-693 (O'Connor, J., concurring).
For centuries, we have marked important occasions or pronouncements with
references to God and invocations of divine assistance. Such references can
serve to solemnize an occasion instead of to invoke divine provenance. The
reasonable observer discussed above, fully aware of our national history and the
origins of such practices, would not perceive these acknowledgments as
signifying a government endorsement of any specific religion, or even of
religion over non-religion.
There are no de
minimis violations of the Constitution--
no constitutional harms so slight that the courts are obliged to ignore them.
Given the values that the Establishment Clause was meant to serve, however, I
believe that government can, in a discrete category of cases, acknowledge or
refer to the divine without offending the Constitution. This category of
"ceremonial deism" most clearly encompasses such things as the
national motto ("In God We Trust"), religious references in
traditional patriotic songs such as the Star-Spangled Banner, and the words with
which the Marshal of this Court opens each of its sessions ("God save the
United States and this honorable Court"). See Allegheny, 492 U. S., at
630 (opinion of O'Connor, J.). These
references are not minor trespasses upon the Establishment Clause to which I
turn a blind eye. Instead, their history, character, and context prevent them
from being constitutional violations at all.
This case requires us to
determine whether the appearance of the phrase "under God" in the
Pledge of Allegiance constitutes an instance of such ceremonial deism. Although
it is a close question, I conclude that it does, based on my evaluation of the
following four factors.
History and Ubiquity
The constitutional value of ceremonial deism turns on a shared
understanding of its legitimate nonreligious purposes. That sort of
understanding can exist only when a given practice has been in place for a
significant portion of the Nation's history, and when it is observed by enough
persons that it can fairly be called ubiquitous. See Lynch, 465 U. S., at
693. By contrast, novel or uncommon references to
religion can more easily be perceived as government endorsements because the
reasonable observer cannot be presumed to be fully familiar with their origins.
As a result, in examining whether a given practice constitutes an instance of
ceremonial deism, its "history and ubiquity" will be of great
importance. As I explained in Allegheny, supra, at 630-631:
"Under
the endorsement test, the 'history and ubiquity' of a practice is relevant not
because it creates an 'artificial exception' from that test. On the contrary,
the 'history and ubiquity' of a practice is relevant because it provides part
of the context in which a reasonable observer evaluates whether a challenged
governmental practice conveys a message of endorsement of religion."
Fifty years have passed
since the words "under God" were added, a span of time that is not
inconsiderable given the relative youth of our Nation. In that time, the Pledge
has become, alongside the singing of the Star-Spangled Banner, our most routine
ceremonial act of patriotism; countless schoolchildren recite it daily, and
their religious heterogeneity reflects that of the Nation as a whole. As a
result, the Pledge and the context in which it is employed are familiar and nearly
inseparable in the public mind. No reasonable observer could have been
surprised to learn the words of the Pledge, or that petitioner school district
has a policy of leading its students in daily recitation of the Pledge.
It cannot be doubted
that "no one acquires a vested or protected right in violation of the
Constitution by long use, even when that span of time covers our entire
national existence and indeed predates it. Yet an unbroken practice . .
. is not something to be lightly cast aside." Walz v. Tax
Comm'n of City of New York, 397 U. S. 664,
678 (1970). And the history of a given practice is
all the more relevant when the practice has been employed pervasively without
engendering significant controversy. In Lynch, where we evaluated the
constitutionality of a town Christmas display that included a crèche, we found
relevant to the endorsement question the fact that the display had
"apparently caused no political divisiveness prior to the filing of this
lawsuit" despite its use for over 40 years. See 465 U. S., at
692-693. Similarly, in the 50 years that the
Pledge has been recited as it is now, by millions of children, this was, at the
time of its filing, only the third reported case of which I am aware to
challenge it as an impermissible establishment of religion. See Sherman
v. Community Consol. School Dist. 21, 980 F. 2d 437 (CA7 1992); Smith
v. Denny, 280 F. Supp. 651 (ED Cal. 1968). The citizens of this
Nation have been neither timid nor unimaginative in challenging government
practices as forbidden "establishments" of religion. See, e.g.,
Altman v. Bedford Central School Dist., 245 F. 3d 49 (CA2
2001) (challenging, among other things, reading of a story of the Hindu deity
Ganesha in a fourth-grade classroom); Alvarado v. San Jose,
94 F. 3d 1223 (CA9 1996) (challenge to use of a sculpture of the Aztec
deity Quetzalcoatl to commemorate Mexican contributions to city culture); Peloza
v. Capistrano Unified School Dist., 37 F. 3d 517 (CA9 1994) (high
school biology teacher's challenge to requirement that he teach the concept of
evolution); Fleischfresser v. Directors of School Dist. 200,
15 F. 3d 680 (CA7 1994) (challenge to school supplemental reading program
that included works of fantasy involving witches, goblins, and Halloween); United
States v. Allen, 760 F. 2d 447, 449 (CA2 1985) (challenge to
conviction for vandalism of B-52 bomber, based on theory that
property-protection statute established a " 'national religion of
nuclearism ... in which the bomb is the new source of salvation' "); Grove
v. Mead School Dist. No. 354, 753 F. 2d 1528 (CA9 1985) (challenge to
use of The Learning Tree, by Gordon Parks, in high school English literature
class); Crowley v. Smithsonian Inst., 636 F. 2d 738
(CADC 1980) (challenge to museum display that explained the concept of
evolution). Given the vigor and creativity of such challenges, I find it
telling that so little ire has been directed at the Pledge.
Absence of worship or prayer
"[O]ne of the greatest dangers to the freedom of the individual to
worship in his own way [lies] in the Government's placing its official stamp of
approval upon one particular kind of prayer or one particular form of religious
services." Engel
v. Vitale, 370 U. S. 421, 429 (1962). Because of this principle, only in the most extraordinary circumstances
could actual worship or prayer be defended as ceremonial deism. We have upheld only
one such prayer against Establishment Clause challenge, and it was supported by
an extremely long and unambiguous history. See Marsh v. Chambers,
463 U. S. 783 (1983) (upholding Nebraska Legislature's 200-year-old practice of
opening its sessions with a prayer offered by a chaplain). Any statement that
has as its purpose placing the speaker or listener in a penitent state of mind,
or that is intended to create a spiritual communion or invoke divine aid,
strays from the legitimate secular purposes of solemnizing an event and
recognizing a shared religious history. Santa Fe Independent School
Dist. v. Doe, 530 U. S. 290,
309 (2000) ("[T]he use of an invocation to
foster ... solemnity is impermissible when, in actuality, it constitutes
[state-sponsored] prayer").
Of course, any statement
can be imbued by a speaker or listener with the qualities of prayer.
But, as I have explained, the relevant viewpoint is that of a reasonable
observer, fully cognizant of the history, ubiquity, and context of the practice
in question. Such an observer
could not conclude that reciting the Pledge, including the phrase "under
God," constitutes an instance of worship. I know of no religion that
incorporates the Pledge into its canon, nor one that would count the Pledge as
a meaningful expression of religious faith. Even if taken literally, the phrase
is merely descriptive; it purports only to identify the United States as a
Nation subject to divine authority. That cannot be seen as a serious invocation
of God or as an expression of individual submission to divine authority. Cf.
Engel, supra, at 424 (describing prayer as "a solemn avowal
of faith and supplication for the blessing of the Almighty"). A reasonable
observer would note that petitioner school district's policy of Pledge recitation
appears under the heading of "Patriotic Observances," and the
California law which it implements refers to "appropriate patriotic
exercises." Cal. Educ. Code §52720. Petitioner school district also
employs teachers, not chaplains or religious instructors, to lead its students'
exercise; this serves as a further indication that it does not treat the Pledge
as a prayer. Cf. Lee v. Weisman, 505 U. S. 577,
594 (1992) (reasoning that a graduation
benediction could not be construed as a de minimis religious exercise
without offending the rabbi who offered it).
It is true that some of
the legislators who voted to add the phrase "under God" to the Pledge
may have done so in an attempt to attach to it an overtly religious message.
See H. R. Rep. No. 1693, 83d Cong., 2d Sess., pp. 2-3. But
their intentions cannot, on their own, decide our inquiry. First of all, those
legislators also had permissible secular objectives in mind--they meant, for
example, to acknowledge the religious origins of our Nation's belief in the
"individuality and the dignity of the human being." Id., at
1. Second--and more critically--the subsequent social and cultural
history of the Pledge shows that its original secular character was not
transformed by its amendment. In School Dist. of Abington Township v. Schempp,
374 U. S. 203 (1963), we explained that a government may initiate a practice
"for the impermissible purpose of supporting religion" but
nevertheless "retai[n] the la[w] for the permissible
purpose of furthering overwhelmingly secular ends." Id., at
263-264 (citing McGowan v. Maryland, 366 U. S. 420 (1961)). Whatever the sectarian ends its authors may have had in mind,
our continued repetition of the reference to "one Nation under God"
in an exclusively patriotic context has shaped the cultural significance of
that phrase to conform to that context. Any religious freight the words may
have been meant to carry originally has long since been lost. See Lynch,
465 U. S., at
716 (Brennan, J., dissenting) (suggesting
that the reference to God in the Pledge might be permissible because it has
"lost through rote repetition any significant religious content").
Absence of reference
to particular religion
"The clearest command of the Establishment Clause is that one
religious denomination cannot be officially preferred over another." Larson v. Valente, 456 U. S. 228, 244 (1982). While general acknowledgments of religion need not be viewed by
reasonable observers as denigrating the nonreligious, the same cannot be said
of instances "where the endorsement is sectarian, in the sense of
specifying details upon which men and women who believe in a benevolent,
omnipotent Creator and Ruler of the world are known to differ." Weisman,
supra, at 641 (Scalia, J., dissenting). As a result, no
religious acknowledgment could claim to be an instance of ceremonial deism if
it explicitly favored one particular religious belief system over another.
The Pledge complies with this requirement. It does not refer to a nation
"under Jesus" or "under Vishnu," but instead acknowledges
religion in a general way: a simple reference to a generic "God." Of
course, some religions--
Buddhism, for instance--are not based upon a belief in a separate Supreme
Being. See Brief for Buddhist Temples, Centers, and Organizations as Amicus
Curiae at 15-16. But one would be hard pressed to imagine a brief
solemnizing reference to religion that would adequately encompass every
religious belief expressed by any citizen of this Nation. The phrase
"under God," conceived and added at a time when our national
religious diversity was neither as robust nor as well recognized as it is now,
represents a tolerable attempt to acknowledge religion and to invoke its
solemnizing power without favoring any individual religious sect or belief
system.
Minimal religious
content
A final factor that
makes the Pledge an instance of ceremonial deism, in my view, is its highly
circumscribed reference to God. In most of the cases in which we have struck
down government speech or displays under the Establishment Clause, the
offending religious content has been much more pervasive. See, e.g., Weisman,
supra, at 581-582 (prayers involving repeated thanks to God and
requests for blessings). Of course, a ceremony cannot avoid Establishment
Clause scrutiny simply by avoiding an explicit mention of God. See Wallace
v. Jaffree, 472 U. S. 38 (1985) (invalidating Alabama statute providing moment of silence for
meditation or voluntary prayer). But the brevity of a reference to religion or
to God in a ceremonial exercise can be important for several reasons. First, it
tends to confirm that the reference is being used to acknowledge religion or to
solemnize an event rather than to endorse religion in any way. Second, it makes
it easier for those participants who wish to "opt out" of language
they find offensive to do so without having to reject the ceremony entirely.
And third, it tends to limit the ability of government to express a preference
for one religious sect over another.
The reference to
"God" in the Pledge of Allegiance qualifies as a minimal reference to
religion; respondent's challenge focuses on only two of the Pledge's 31 words.
Moreover, the presence of those words is not absolutely essential to the Pledge,
as demonstrated by the fact that it existed without them for over 50 years. As
a result, students who wish to avoid saying the words "under God"
still can consider themselves meaningful participants in the exercise if they
join in reciting the remainder of the Pledge.
I have framed my inquiry
as a specific application of the endorsement test by examining whether the
ceremony or representation would convey a message to a reasonable observer,
familiar with its history, origins, and context, that those who do not adhere
to its literal message are political outsiders. But consideration of these
factors would lead me to the same result even if I were to apply the
"coercion" test that has featured in several opinions of this Court. Santa Fe
Independent School Dist. v. Doe, 530 U. S. 290 (2000); Lee v. Weisman, 505 U. S. 577 (1992).
The coercion test provides that, "at a minimum ... government may
not coerce anyone to support or participate in religion or its exercise, or
otherwise act in a way which 'establishes a [state] religion or religious
faith, or tends to do so.' " Id., at 586 (quoting Lynch,
supra, at 678). Any coercion that persuades an onlooker to participate
in an act of ceremonial deism is inconsequential, as an Establishment Clause
matter, because such acts are simply not religious in character. As a result,
symbolic references to religion that qualify as instances of ceremonial deism
will pass the coercion test as well as the endorsement test. This is not to
say, however, that government could overtly coerce a person to participate
in an act of ceremonial deism. Our cardinal freedom is one of belief; leaders
in this Nation cannot force us to proclaim our allegiance to any creed,
whether it be religious, philosophic, or political. That principle found
eloquent expression in a case involving the Pledge itself, even before it
contained the words to which respondent now objects. See West Virginia Bd.
of Ed. v. Barnette, 319 U. S. 624, 642 (1943) (Jackson, J.). The compulsion of which Justice Jackson was
concerned, however, was of the direct sort--the Constitution does not guarantee
citizens a right entirely to avoid ideas with which they disagree. It would
betray its own principles if it did; no robust democracy insulates its citizens
from views that they might find novel or even inflammatory.
* * *
Michael Newdow's
challenge to petitioner school district's policy is a well-intentioned one, but
his distaste for the reference to "one Nation under God," however
sincere, cannot be the yardstick of our Establishment Clause inquiry. Certain
ceremonial references to God and religion in our Nation are the inevitable
consequence of the religious history that gave birth to our founding principles
of liberty. It would be ironic indeed if this Court were to wield our
constitutional commitment to religious freedom so as to sever our ties to the
traditions developed to honor it.
ELK GROVE UNIFIED SCHOOL DISTRICT and
DAVID
W. GORDON, SUPERINTENDENT, PETITIONERS
v. MICHAEL A. NEWDOW et al.
on writ of certiorari to the united states court of appeals for the
ninth circuit
[June 14, 2004]
Justice Thomas,
concurring in the judgment.
We granted certiorari in
this case to decide whether the Elk Grove Unified School District's Pledge
policy violates the Constitution. The answer to that question is:
"no." But in a testament to the condition of our Establishment Clause
jurisprudence, the Court of Appeals reached the opposite conclusion based on a
persuasive reading of our precedent, especially Lee v. Weisman,
505 U. S. 577 (1992). In my view, Lee adopted an expansive definition of
"coercion" that cannot be defended however one decides the
"difficult question" of "[w]hether and how th[e Establishment]
Clause should constrain state action under the Fourteenth Amendment." Zelman
v. Simmons-Harris, 536 U. S. 639,
678 (2002) (Thomas, J., concurring). The
difficulties with our Establishment Clause cases, however, run far deeper than Lee.1
Because I agree with The
Chief Justice that respondent Newdow has standing, I would take this
opportunity to begin the process of rethinking the Establishment Clause. I
would acknowledge that the Establishment Clause is a federalism provision,
which, for this reason, resists incorporation. Moreover, as I will explain, the
Pledge policy is not implicated by any sensible incorporation of the
Establishment Clause, which would probably cover little more than the Free
Exercise Clause.
I
In Lee, the
Court held that invocations and benedictions could not, consistent with the
Establishment Clause, be given at public secondary school graduations. The
Court emphasized "heightened concerns with protecting freedom of
conscience from subtle coercive pressure in the elementary and secondary public
schools." 505 U. S., at 592. It brushed aside both the fact that the students were not required to
attend the graduation, see id., at 586 (asserting that student
"attendance and participation in" the graduation ceremony "are
in a fair and real sense obligatory"), and the fact that they were not
compelled, in any meaningful sense, to participate in the religious component
of the graduation ceremony, see id., at 593 ("What matters is
that, given our social conventions, a reasonable dissenter in this milieu could
believe that the group exercise signified her own participation or approval of
it"). The Court surmised that the prayer violated the Establishment Clause
because a high school student could--in light of the "peer pressure"
to attend graduation and "to stand as a group or, at least, maintain
respectful silence during the invocation and benediction," ibid.--have
"a reasonable perception that she is being forced by the State to pray in
a manner her conscience will not allow," ibid.
Adherence to Lee
would require us to strike down the Pledge policy, which, in most respects,
poses more serious difficulties than the prayer at issue in Lee. A
prayer at graduation is a one-time event, the graduating students are almost
(if not already) adults, and their parents are usually present. By contrast,
very young students, removed from the protection of their parents, are exposed
to the Pledge each and every day.
Moreover, this case is
more troubling than Lee with respect to both kinds of
"coercion." First, although students may feel "peer
pressure" to attend their graduations, the pressure here is far less
subtle: Students are actually compelled (that is, by law, and not merely
"in a fair and real sense," id., at 586) to attend school.
See also School Dist. of Abington Township v. Schempp, 374 U. S. 203,
223 (1963).
Analysis of the second
form of "coercion" identified in Lee is somewhat more
complicated. It is true that since this Court decided West Virginia Bd. of
Ed. v. Barnette, 319 U. S. 624 (1943), States cannot compel (in the traditional sense) students to
pledge their allegiance. Formally, then, dissenters can refuse to pledge, and
this refusal would be clear to onlookers.2 That is, students have a theoretical means of opting out of the
exercise. But as Lee indicated: "Research in psychology supports
the common assumption that adolescents are often susceptible to pressure from
their peers towards conformity ... ." 505 U. S., at
593-594 (citations omitted). On Lee's
reasoning, Barnette's protection is illusory, for government officials
can allow children to recite the Pledge and let peer pressure take its natural
and predictable course. Further, even if we assume that sitting in respectful
silence could be mistaken for assent to or participation in a
graduation prayer, dissenting students graduating from high school are not
"coerced" to pray. At most, they are "coerced" into
possibly appearing to assent to the prayer. The "coercion" here,
however, results in unwilling children actually pledging their allegiance.3
The Chief
Justice would distinguish Lee by asserting "that the phrase
'under God' in the Pledge [does not] conver[t] its recital into a 'religious
exercise' of the sort described in Lee." Ante, at 14
(opinion concurring in judgment). In Barnette, the Court addressed a
state law that compelled students to salute and pledge allegiance to the flag.
The Court described this as "compulsion of students to declare a
belief." 319 U. S., at 631. The Pledge "require[d] affirmation of a belief and an attitude of
mind." Id., at 633. In its current form, reciting the Pledge
entails pledging allegiance to "the Flag of the United States of America,
and to the Republic for which it stands, one Nation under God." 4
U. S. C. §4. Under Barnette, pledging allegiance is "to
declare a belief " that now includes that this is "one Nation
under God." It is difficult to see how this does not entail an affirmation
that God exists. Whether or not we classify affirming the existence of God as a
"formal religious exercise" akin to prayer, it must present the same
or similar constitutional problems.
To be sure, such an
affirmation is not a prayer, and I admit that this might be a significant
distinction. But the Court has squarely held that the government cannot require
a person to "declare his belief in God." Torcaso v. Watkins,
367 U. S. 488,
489 (1961); id., at 495 ("We repeat
and again reaffirm that neither a State nor the Federal Government can
constitutionally force a person 'to profess a belief or disbelief in any
religion' "); see also Employment Div., Dept. of Human Resources
of Ore. v. Smith, 494 U. S. 872,
877 (1990) ("The government may not compel
affirmation of religious belief"); Widmar v. Vincent, 454 U. S. 263,
269-270, n. 6 (1981) (rejecting attempt to
distinguish worship from other forms of religious speech). And the Court has
said, in my view questionably, that the Establishment Clause "prohibits government
from appearing to take a position on questions of religious belief." County
of Allegheny v. American Civil Liberties Union, Greater Pittsburgh
Chapter, 492 U. S. 573,
594 (1989). See also Good News Club v. Milford
Central School, 533 U. S. 98,
126-127 (2001) (Scalia, J., concurring).
I conclude that, as a
matter of our precedent, the Pledge policy is unconstitutional. I believe,
however, that Lee was wrongly decided. Lee depended on a
notion of "coercion" that, as I discuss below, has no basis in law or
reason. The kind of coercion implicated by the Religion Clauses is that
accomplished "by force of law and threat of penalty." 505 U. S., at
640 (Scalia, J., dissenting); see id.,
at 640-645. Peer pressure, unpleasant as it may be, is not coercion. But
rejection of Lee-style "coercion" does not suffice to settle
this case. Although children are not coerced to pledge their allegiance, they
are legally coerced to attend school. Cf., e.g., Schempp, supra;
Engel v. Vitale, 370 U. S. 421 (1962). Because what is at issue is a state action, the question
becomes whether the Pledge policy implicates a religious liberty right
protected by the Fourteenth Amendment.
II
I accept that the Free
Exercise Clause, which clearly protects an individual right, applies against
the States through the Fourteenth Amendment. See Zelman, 536 U. S., at
679, and n. 4 (Thomas, J.,
concurring). But the Establishment Clause is another matter. The text and
history of the Establishment Clause strongly suggest that it is a federalism
provision intended to prevent Congress from interfering with state
establishments. Thus, unlike the Free Exercise Clause, which does protect an
individual right, it makes little sense to incorporate the Establishment
Clause. In any case, I do not believe that the Pledge policy infringes any
religious liberty right that would arise from incorporation of the Clause.
Because the Pledge policy also does not infringe any free-exercise rights, I
conclude that it is constitutional.
A
The Establishment
Clause provides that "Congress shall make no law respecting an establishment
of religion." Amdt. 1. As a textual matter, this Clause probably prohibits
Congress from establishing a national religion. But see P. Hamburger,
Separation of Church and State 106, n. 40 (2002) (citing sources). Perhaps
more importantly, the Clause made clear that Congress could not interfere with
state establishments, notwithstanding any argument that could be made based on
Congress' power under the Necessary and Proper Clause. See A. Amar, The Bill of
Rights 36-39 (1998).
Nothing in the text of
the Clause suggests that it reaches any further. The Establishment Clause does
not purport to protect individual rights. By contrast, the Free Exercise Clause
plainly protects individuals against congressional interference with the right
to exercise their religion, and the remaining Clauses within the First
Amendment expressly disable Congress from "abridging [particular] freedom[s]."
(Emphasis added.) This textual analysis is consistent with the prevailing view
that the Constitution left religion to the States. See, e.g., 2 J.
Story, Commentaries on the Constitution of the United States §1873 (5th ed.
1891); see also Amar, The Bill of Rights, at 32-42; id., at 246-257.
History also supports this understanding: At the founding, at least six States
had established religions, see McConnell, The Origins and Historical
Understanding of Free Exercise of Religion, 103 Harv. L. Rev. 1409, 1437
(1990). Nor has this federalism point escaped the notice of Members of this
Court. See, e.g., Zelman, supra, at 677-680 (Thomas,
J., concurring); Lee, supra, at 641 (Scalia, J.,
dissenting).
Quite simply, the
Establishment Clause is best understood as a federalism provision--it protects
state establishments from federal interference but does not protect any individual
right. These two features independently make incorporation of the Clause
difficult to understand. The best argument in favor of incorporation would be
that, by disabling Congress from establishing a national religion, the Clause
protected an individual right, enforceable against the Federal Government, to
be free from coercive federal establishments. Incorporation of this individual
right, the argument goes, makes sense. I have alluded to this possibility
before. See Zelman, supra, at 679 (Thomas, J.,
concurring) ("States may pass laws that include or touch on religious
matters so long as these laws do not impede free exercise rights or any
other individual liberty interest" (emphasis added)).
But even assuming that
the Establishment Clause precludes the Federal Government from establishing a
national religion, it does not follow that the Clause created or protects any
individual right. For the reasons discussed above, it is more likely that
States and only States were the direct beneficiaries. See also Lee, supra,
at 641 (Scalia, J., dissenting). Moreover, incorporation of this
putative individual right leads to a peculiar outcome: It would prohibit
precisely what the Establishment Clause was intended to protect--state
establishments of religion. See Schempp, 374 U. S., at
310 (Stewart, J., dissenting) (noting that
"the Fourteenth Amendment has somehow absorbed the Establishment Clause,
although it is not without irony that a constitutional provision evidently
designed to leave the States free to go their own way should now have become a
restriction upon their autonomy"). Nevertheless, the potential right
against federal establishments is the only candidate for incorporation.
I would welcome the
opportunity to consider more fully the difficult questions whether and how the
Establishment Clause applies against the States. One observation suffices for
now: As strange as it sounds, an incorporated Establishment Clause prohibits
exactly what the Establishment Clause protected--state practices that pertain
to "an establishment of religion." At the very least, the burden of
persuasion rests with anyone who claims that the term took on a different
meaning upon incorporation. We must therefore determine whether the Pledge
policy pertains to an "establishment of religion."
B
The traditional
"establishments of religion" to which the Establishment Clause is addressed
necessarily involve actual legal coercion:
"The coercion that was a hallmark of historical
establishments of religion was coercion of religious orthodoxy and of financial
support by force of law and threat of penalty. Typically, attendance
at the state church was required; only clergy of the official church could
lawfully perform sacraments; and dissenters, if tolerated, faced an array of
civil disabilities. L. Levy, The Establishment Clause 4 (1986). Thus, for
example, in the Colony of Virginia, where the Church of England had been
established, ministers were required by law to conform to the doctrine and
rites of the Church of England; and all persons were required to attend church
and observe the Sabbath, were tithed for the public support of Anglican
ministers, and were taxed for the costs of building and repairing churches. Id.,
at 3-4." Lee, 505 U. S., at
640-641 (Scalia, J.,
dissenting).
Even if "establishment" had a broader
definition, one that included support for religion generally through taxation,
the element of legal coercion (by the State) would still be present. See id.,
at 641.
It is also conceivable
that a government could "establish" a religion by imbuing it with
governmental authority, see, e.g., Larkin v. Grendel's
Den, Inc., 459 U. S. 116 (1982), or by "delegat[ing] its civic authority to a group chosen
according to a religious criterion," Board of Ed. of Kiryas Joel
Village School Dist. v. Grumet, 512 U. S. 687,
698 (1994); County of Allegheny, 492 U. S., at
590-591. A religious organization that carries some
measure of the authority of the State begins to look like a traditional
"religious establishment," at least when that authority can be used
coercively. See also Zorach v. Clauson, 343 U. S. 306,
319 (1952) (Black, J., dissenting) (explaining
that the Establishment Clause "insure[s] that no one powerful sect or
combination of sects could use political or governmental power to
punish dissenters whom they could not convert to their faith" (emphasis
added)).
It is difficult to see
how government practices that have nothing to do with creating or maintaining
the sort of coercive state establishment described above implicate the possible
liberty interest of being free from coercive state establishments. In
addressing the constitutionality of voluntary school prayer, Justice Stewart
made essentially this point, emphasizing that "we deal here not with the
establishment of a state church, ... but with whether school children who want
to begin their day by joining in prayer must be prohibited from doing so."
Engel, 370 U. S., at 445 (dissenting
opinion).4
To be sure, I find much
to commend the view that the Establishment Clause "bar[s] governmental
preferences for particular religious faiths." Rosenberger
v. Rector and Visitors of Univ. of Va., 515 U. S. 819,
856 (1995) (Thomas, J., concurring). But
the position I suggest today is consistent with this. Legal compulsion is an
inherent component of "preferences" in this context. James Madison's
Memorial and Remonstrance Against Religious Assessments (reprinted in Everson
v. Board of Ed. of Ewing, 330 U. S. 1,
63-72 (1947) (appendix to dissent of Rutledge, J.)),
which extolled the no-preference argument, concerned coercive taxation to
support an established religion, much as its title implies.5 And, although "more extreme notions of the separation of church
and state [might] be attribut[able] to Madison, many of them clearly stem from
'arguments reflecting the concepts of natural law, natural rights, and the
social contract between government and a civil society,' [R. Cord, Separation
of Church and State: Historical Fact and Current Fiction 22 (1982)], rather
than the principle of nonestablishment in the Constitution." Rosenberger,
supra, at 856 (Thomas, J., concurring). See also Hamburger,
Separation of Church and State, at 105 (noting that Madison's proposed language
for what became the Establishment Clause did not reflect his more extreme
views).
C
Through the Pledge
policy, the State has not created or maintained any religious establishment,
and neither has it granted government authority to an existing religion. The
Pledge policy does not expose anyone to the legal coercion associated with an
established religion. Further, no other free-exercise rights are at issue. It
follows that religious liberty rights are not in question and that the Pledge
policy fully comports with the Constitution.
Footnote 1
J.
Baer, The Pledge of Allegiance: A Centennial History, 1892-1992, p. 3 (1992)
(internal quotation marks omitted). At the time, the phrase "one Nation
indivisible" had special meaning because the question whether a State
could secede from the Union had been intensely debated and was unresolved prior
to the Civil War. See J. Randall, Constitutional Problems Under Lincoln 12-24
(1964). See also W. Rehnquist, Centennial Crisis: The Disputed Election of
1876, p. 182 (2004).
Footnote 2
Elk Grove Unified School District's Policy AR
6115, App. to Brief for United States as Respondent Supporting Petitioners 2a.
Footnote 3
Newdow also named as defendants the Sacramento
Unified School District and its superintendent on the chance that his daughter
might one day attend school in that district. App. 48. The Court of Appeals
held that Newdow lacks standing to challenge that district's policy because his
daughter is not currently a student there. Newdow v. U. S.
Congress, 328 F. 3d 466, 485 (CA9 2003) (Newdow III). Newdow
has not challenged that ruling.
Footnote 4
The First Amendment provides in relevant part
that "Congress shall make no law respecting an establishment of religion,
or prohibiting the free exercise thereof." U. S. Const., Amdt. 1. The
Religion Clauses apply to the States by incorporation into the Fourteenth
Amendment. See Cantwell v. Connecticut, 310 U. S. 296,
303 (1940).
Footnote 5
Our holding does not rest, as The Chief
Justice suggests, see post, at 2-5, on either the domestic
relations exception or the abstention doctrine. Rather, our prudential standing
analysis is informed by the variety of contexts in which federal courts decline
to intervene because, as Ankenbrandt v. Richards, 504 U. S. 689 (1992), contemplated, the suit "depend[s] on a determination of
the status of the parties," id., at 706. We deemed it appropriate
to review the dispute in Palmore because it "raise[d] important
federal concerns arising from the Constitution's commitment to eradicating
discrimination based on race." 466 U. S., at 432. In this case, by contrast, the disputed family law rights are entwined
inextricably with the threshold standing inquiry. The Chief Justice in
this respect, see post, at 3, misses our point: The merits
question undoubtedly transcends the domestic relations issue, but the standing
question surely does not.
Footnote 6
The court confirmed that position in a written
order issued January 9, 2004:
"The parties will have joint legal custody
defined as follows: Ms. Banning will continue to make the final decisions as to
the minor's health, education, and welfare if the two parties cannot mutually
agree. The parties are required to consult with each other on substantial
decisions relating to the health, education and welfare of the minor child,
including ... psychological and educational needs of the minor. If mutual
agreement is not reached in these areas, then Ms. Banning may exercise legal
control of the minor that is not specifically prohibited or is inconsistent
with the physical custody." App. to Reply Brief for United States as
Respondent Supporting Petitioners 12a.
Despite the use of the
term "joint legal custody"--which is defined by California statute,
see Cal. Fam. Code Ann. §3003 (West 1994)--we
see no meaningful distinction for present purposes between the custody order
issued February 6, 2002, and the one issued January 9, 2004. Under either order,
Newdow has the right to consult on issues relating to the child's education,
but Banning possesses what we understand amounts to a tiebreaking vote.
Footnote 7
"There are good and sufficient reasons for
th[e] prudential limitation on standing when rights of third parties are
implicated--the avoidance of the adjudication of rights which those not before
the Court may not wish to assert, and the assurance that the most effective
advocate of the rights at issue is present to champion them." Duke
Power Co. v. Carolina Environmental Study Group, Inc., 438 U. S. 59,
80 (1978). Banning tells us that her daughter has
no objection to the Pledge, and we are mindful in cases such as this that
"children themselves have constitutionally protectible interests." Wisconsin
v. Yoder, 406 U. S. 205,
243 (1972) (Douglas, J., dissenting). In a
fundamental respect, "[i]t is the future of the student, not the future of
the parents," that is at stake. Id., at 245.
Footnote 8
Newdow's complaint and brief cite several
additional bases for standing: that Newdow "at times has himself attended--and
will in the future attend--class with his daughter," App. 49, ¶ ; 80;
that he "has considered teaching elementary school students in [the School
District]," id., at 65, ¶ ; 120; that he "has attended
and will continue to attend" school board meetings at which the Pledge is
"routinely recited," id., at 52, ¶ ; 85; and that the
School District uses his tax dollars to implement its Pledge policy, id.,
at 62-65. Even if these arguments suffice to establish Article III standing,
they do not respond to our prudential concerns. As for taxpayer standing,
Newdow does not reside in or pay taxes to the School District; he alleges that
he pays taxes to the District only "indirectly" through his child
support payments to Banning. Brief for Respondent Newdow 49, n. 70. That
allegation does not amount to the "direct dollars-and-cents injury"
that our strict taxpayer-standing doctrine requires. Doremus v. Board
of Ed. of Hawthorne, 342 U. S. 429,
434 (1952).
Footnote 1
I note that respondent contends that he has
never been a "noncustodial" parent and points out that under the
state court's most recent order he enjoys joint legal custody. Brief for
Respondent Newdow 40.
Footnote 2
Also as properly described, it is clear that
this is not the same as a next-friend suit. The Court relies on the fact that
respondent "[was] deprived under California law of the right to sue as
next friend." Ante, at 14. The same Superior Court that
determined that respondent could not sue as next friend stated:
" 'To the
extent that by not naming her you have ... an individual right as a parent to
say that, "not only for all the children of the world but in--mine in
particular, I believe that this child--my child is being harmed," but the
child is ... not actually part of the suit, I don't know that there's any way
that this court could preclude that.' " App. to Brief for Respondent
Newdow B4.
The California court did
not reject Newdow's right as distinct from his daughter's, and we should not
either.
Footnote 3
"The day after the First Amendment was
proposed, Congress urged President Washington to proclaim 'a day of public
thanksgiving and prayer, to be observed by acknowledging with grateful hearts
the many and signal favours of Almighty God.' " Lynch
v. Donnelly, 465 U. S. 668, 675, n. 2 (1984).
Footnote 4
Justice Thomas concludes,
based partly on West Virginia Bd. of Ed. v. Barnette, 319 U. S. 624 (1943), that Lee v. Weisman, 505 U. S. 577 (1992), coercion is present in the School District policy. Post,
at 3-5 (opinion concurring in judgment). I cannot agree. Barnette involved
a board of education policy that compelled students to recite the Pledge. 319 U. S., at 629. There was no opportunity to opt out, as there is in the present case.
"Failure to conform [was] 'insubordination' dealt with by expulsion.
Readmission [was] denied by statute until compliance. Meanwhile the expelled
child [was] 'unlawfully absent' and [could] be proceeded against as a
delinquent. His parents or guardians [were] liable to prosecution, and if
convicted [were] subject to a fine not exceeding $50 and jail term not
exceeding thirty days." Ibid. (footnotes omitted). I think there
is a clear difference between compulsion (Barnette) and coercion (Lee).
Compulsion, after Barnette, is not permissible, and it is not an issue
in this case. And whatever the virtues and vices of Lee, the Court was
concerned only with "formal religious exercise[s]," 505 U. S., at 589, which the Pledge is not.
Footnote *
* Note, for example, the following state mottoes:
Arizona ("God Enriches"); Colorado ("Nothing without
Providence"); Connecticut ("He Who Transplanted Still
Sustains"); Florida ("In God We Trust"); Ohio ("With God,
All Things Are Possible"); and South Dakota ("Under God the People
Rule"). Arizona, Colorado, and Florida have placed their mottoes on their
state seals, and the mottoes of Connecticut and South Dakota appear on the
flags of those States as well. Georgia's newly-redesigned flag includes the
motto "In God We Trust." The oaths of judicial office, citizenship,
and military and civil service all end with the (optional) phrase "[S]o
help me God." See 28 U. S. C. §453; 5 U. S. C. §3331;
10 U. S. C. §502; 8 CF R §337.1. Many of our patriotic songs
contain overt or implicit references to the divine, among them:
"America" ("Protect us by thy might, great God our King");
"America the Beautiful" ("God shed his grace on thee"); and
"God bless America."
Footnote 1
This is by no means a novel observation. See, e.g.,
Rosenberger v. Rector and Visitors of Univ. of Va., 515 U. S. 819,
861 (1995) (Thomas, J., concurring)
(noting that "our Establishment Clause jurisprudence is in hopeless
disarray"); Lamb's Chapel v. Center Moriches Union Free
School Dist., 508 U. S. 384,
398-401 (1993) (Scalia, J., concurring in
judgment). We have selectively invoked particular tests, such as the "Lemon
test," Lemon v. Kurtzman, 403 U. S. 602 (1971), with predictable outcomes. See, e.g., Lamb's
Chapel, supra, at 398-401 (Scalia, J., concurring in
judgment). Our jurisprudential confusion has led to results that can only be
described as silly. In County of Allegheny v. American Civil Liberties
Union, Greater Pittsburgh Chapter, 492 U. S. 573 (1989), for example, the Court distinguished between a crèche on the
one hand and an 18-foot Chanukah menorah placed near a 45-foot Christmas tree
on the other. The Court held that the first display violated the Establishment
Clause but that the second did not.
Footnote 2
Of course, as Lee and subsequent cases
make clear, " '[l]aw reaches past formalism.' " Santa Fe
Independent School Dist. v. Doe, 530 U. S. 290,
311 (2000) (quoting Lee v. Weisman,
505 U. S. 577,
595 (1992)).
Footnote 3
Surely the "coercion" to pledge (where
failure to do so is immediately obvious to one's peers) is far greater than the
"coercion" resulting from a student-initiated and student-led prayer
at a high school football game. See Santa Fe Independent School Dist.,
supra.
Footnote 4
It may well be the case that anything that would
violate the incorporated Establishment Clause would actually violate the Free
Exercise Clause, further calling into doubt the utility of incorporating the
Establishment Clause. See, e.g., A. Amar, The Bill of Rights 253-254
(1998). Lee v. Weisman, 505 U. S. 577 (1992), could be thought of this way to the extent that anyone might
have been "coerced" into a religious exercise. Cf. Zorach v.
Clauson, 343 U. S. 306,
311 (1952) (rejecting as "obtuse
reasoning" a free-exercise claim where "[n]o one is forced to go to
the religious classroom and no religious exercise or instruction is brought to
the classrooms of the public schools"); ibid. (rejecting
coercion-based Establishment Clause claim absent evidence that "teachers
were using their office to persuade or force students to take
religious instruction" (emphasis added)).
Footnote 5
Again, coercive government preferences might
also implicate the Free Exercise Clause and are perhaps better analyzed in that
framework.
--
Return to ContExploration.net